Brokerage Services For Financial Professionals & Investors

As an independent brokerage firm, Maplewood Investments has been connecting financial professionals and investors to diverse financial solutions and investing strategies since 2000.

Independent Advisors

Tri-Party

Clearing

For Independent Financial Advisors

Single sign-on web portal

No mandated business model

Client account management

Support for commission-based, advisory, and hybrid arrangements

Self-directed model portfolio creation

Operational, compliance, and regulatory support

Access to more than 700 proven portfolio managers

Tri-Party

Clearing

Offered since 2000

Introducing firm (Maplewood) functions as the mid-backoffice

Agreement between Maplewood as the introducing firm, Fidelity Clearing & Custody Solutions (FCCS) through National Financial Services as the custodian, and an intermediary firm

Flexibility to use the trading, planning, and reporting platform of your choice

Allows access to major clearing firm systems and products with fewer expenses

Wrapped in unparalleled customer service, operations, and regulatory assistance

Let's Talk

To discuss how we can help you access diverse financial solutions and investing strategies