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Tri-Party Clearing

Tri-Party Clearing Services

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Tri-Party Clearing Services


In 2000, Maplewood Investment Advisors began offering Tri-Party Clearing services to small broker-dealers. Tri-Party or "piggyback" clearing is an agreement between Maplewood as the introducing firm, Fidelity Clearing & Custody Solutions (FCCS) through National Financial Services, LLC as the custodian, and an intermediary firm. The purpose is to allow access to major clearing firm systems and products, with fewer expenses, and an introducing firm functioning as the mid-backoffice.

Maplewood offers the flexibility to use the trading, planning, and reporting platform of your choice while providing unparalleled customer service, operations, and regulatory assistance. This potent combination allows you to focus on the most important aspect of your business: your clients.